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Bookmark or Share- Financial Regulators: Who They Are and What They Do - InvestopediaRegulatory bodies are established by governments or other organizations to oversee the functioning and fairness of financial markets and the firms that engage in financial activity.
- Who Regulates Whom? An Overview of the U.S. Financial Regulatory FrameworkRegulators regulate financial institutions, markets, and products using licensing, registration, rulemaking, supervisory, enforcement, and resolution powers. In practice, regulatory jurisdiction is typically based on charter type, not function.
- A vibrant market is at its best when it works for everyone | FINRA.orgHow FINRA Serves Investors and Members. As a not-for-profit, self-regulatory organization with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways. Read Now.
- What is Financial Regulation? - Public Finance InternationalFinancial regulation is the process of governing financial institutions and markets through rules and laws. Financial regulation aims to protect consumers, investors, and creditors from abusive or fraudulent practices, promote market stability, and prevent another financial crisis.
- Financial Market Regulation: All about the SEC, CFTC, FINRA, and NFA ...Financial market regulators enforce securities laws to maintain market integrity. The SEC oversees U.S. equity and bond markets; the CFTC regulates derivatives. Both agencies are jostling to regulate cryptocurrency markets.
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