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The Commission’s rule implementing Section 1504 was invalidated on February 14, 2017, by a joint resolution of disapproval enacted pursuant to the Congressional Review Act. The Commission adopted a new rule on December 16, 2020. More @Wikipedia
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- Implementing the Dodd-Frank Wall Street Reform and Consumer Protection ActThe Commission’s rule implementing Section 1504 was invalidated on February 14, 2017, by a joint resolution of disapproval enacted pursuant to the Congressional Review Act. The Commission adopted a new rule on December 16, 2020.
- Review of the Accredited Investor Definition under the Dodd-Frank ActThe second Dodd-Frank Act-related review was completed in 2019 in conjunction with a concept release by the Commission that solicited public comment on possible ways to revise the exempt offering framework under the Securities Act of 1933 (the “Securities Act”). 6. Certain of the
- Dodd-Frank Act Rulemaking: Asset-Backed Securities - SEC.govImplementation: In light of the Dodd-Frank Act and comments received on the April 2010 proposals, on July 26, 2011, the SEC re-proposed for public comment some of the rules from April 2010 release — namely the proposals relating to ABS shelf eligibility. The SEC also requested comment on certain portions of its April 2010 proposal to require ...
- SEC Adopts Rules for Say-on-Pay and Golden Parachute ... - SEC.gov"The Dodd-Frank Act authorizes the Commission to exempt an issuer or class of issuers, but only after considering a number of factors including whether this disproportionate burden exists. The two-year deferral period is designed to assist the Commission in its consideration of these factors and will enable us to adjust the rule if appropriate ...
- SEC Adopts Dodd-Frank Act Amendments to Investment Advisers Act - SEC.govThe Dodd-Frank Act amended the Advisers Act to exempt from registration advisers that only manage venture capital funds, and directed the Commission to define the term “venture capital fund.” The Commission is adopting a definition of “venture capital fund” that is designed to effect Congress’ intent in enacting this exemption.
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