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Federal Regulator
Ponzi Scheme

Federal Regulator Topics

Accountant
Asset Planning
Assets
Bernard Madoff
Sec
Securities
Securities Broker
Securities Fraud

SEC unveils post-Madoff broker oversight plan

U.S. securities brokers would be more closely scrutinized by accountants and be subject to stricter rules for how they handle their customers' assets under a plan proposed by federal regulators on Wednesday.

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