WASHINGTON (Reuters) - U.S. securities brokers would be more closely scrutinized by accountants and be subject to stricter rules for how they handle their customers' assets under a plan proposed by federal regulators on Wednesday.
Reuters: Top News, Reuters
Wed, 06/15/2011 - 7:03am
WASHINGTON (Reuters) - U.S. securities brokers would be more closely scrutinized by accountants and be subject to stricter rules for how they handle their customers' assets under a plan proposed by federal regulators on Wednesday.