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Federal Regulator
Securities Fraud

Securities Fraud Topics

Accountant
Asset Planning
Assets
Bernard Madoff
Ponzi Scheme
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Securities
Securities Broker

SEC unveils post-Madoff broker oversight plan

U.S. securities brokers would be more closely scrutinized by accountants and be subject to stricter rules for how they handle their customers' assets under a plan proposed by federal regulators on Wednesday.

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