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(Image from article: "S.E.C. Sues Goldman Over Housing Market Deal")

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SEC unveils post-Madoff broker oversight plan

U.S. securities brokers would be more closely scrutinized by accountants and be subject to stricter rules for how they handle their customers' assets under a plan proposed by federal regulators on Wednesday.

 

S.E.C. Sues Goldman Over Housing Market Deal

S.E.C. Sues Goldman Over Housing Market Deal

In a civil suit filed Friday, the S.E.C. accused the investment bank of securities fraud over a deal in which Goldman profited from bets against products it sold to customers.

 

Cuomo Sues Bank of America as It Settles With S.E.C.

The attorney general accused the bank and two executives of securities fraud. Meanwhile, the bank settled an S.E.C. claim for $150 million.

 

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