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Bookmark or Share- Regulation of Securities | Texas State Securities BoardSecurities Registration, Exemptions, and Federal Covered Securities. Before securities can be offered or sold in Texas, they must be registered or notice-filed with the State Securities Board, or exempt from registration, in accordance with the Texas Securities Act and Board Rules.
- Home Page | Texas State Securities BoardThe State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the ...
- Search for Certificates of Registration | Texas State Securities BoardInstead branch offices must post the Firm's Certificate in the Texas branch office. Firms are still required to designate a supervisor for each branch office in Texas and branch offices in Texas remain subject to inspection.
- Agency Overview | Texas State Securities BoardThe mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.
- About Us | Texas State Securities BoardThe State Securities Board is responsible for administering and enforcing the Texas Securities Act. The agency is overseen by five Board members appointed by the Governor, with the advice and consent of the Senate, for six-year overlapping terms.
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