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Bookmark or Share- Mission - SEC.govMission. At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and ...
- Newsroom - SEC.govThe SEC's Compliance Outreach Program will host a virtual national seminar for investment companies and investment advisers to help chief compliance officers and other senior personnel enhance their compliance programs for the protection of investors. Nov 07. SEC Meetings and Other Events.
- About - SEC.govAbout. The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the ...
- SEC.gov | Statutes and RegulationsSecurities Exchange Act of 1934. With this Act, Congress created the Securities and Exchange Commission. The Act empowers the SEC with broad authority over all aspects of the securities industry. This includes the power to register, regulate, and oversee brokerage firms, transfer agents, and clearing agencies as well as the nation's securities ...
- Search Filings - SEC.govSearch Filings. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
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