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- SEC FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
- SEC.gov | Dissenting Statement on Electronic Submission of Certain ...The Commission is adopting rule amendments that require certain filings and submissions under the Securities Exchange Act of 1934 to be made electronically. The amendments will mandate that many of these filings and submissions be provided using structured, machine-readable data language.
- SEC.gov | HomeFounded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
- Newsroom - SEC.govSEC Files Settled Charges Against Multiple Entities for Failing to Timely File Forms D in Connection With Securities Offerings
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