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Bookmark or Share- SEC.gov | Twenty-Six Firms to Pay More Than $390 Million Combined to ...The SEC’s investigations into BNY and Pershing, the Cowen entities, Haitong, and the TD entities were conducted by Laurel S. Fensterstock, Austin Thompson, Karolina Klyuchnikova, and Alison R. Levine.
- Contact the SEC - SEC.govCareers with the SEC. Careers and Recruitment; Comment on Proposed Rules . How to Submit Comments – Rule-comments@sec.gov ; Contracting with the SEC. Contracting — Doing Business with the SEC; Data. Office of Structured Disclosure – (e.g., XBRL; XML; FpML; FIX) Structureddata@sec.gov ; EDGAR. EDGAR Filer Support ; EDGAR Filing Fees ...
- SEC.gov | HomeSEC Rulemaking The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings.
- About - SEC.govThe SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate.
- Mission - SEC.govAt the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives.
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