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Bookmark or Share- Whistleblower Protections - SEC.govYou may also be able to file a retaliation complaint in federal court under Section 806 of the Sarbanes-Oxley Act of 2002 (“SOX”). You can find information about your rights and protections under SOX on the Department of Labor’s whistleblower website. I’m considering reporting internally to my company.
- SEC.gov | Statutes and RegulationsFind links to all Commission rulemaking and reports issued under the Sarbanes-Oxley Act. See the full text of the Sarbanes-Oxley Act of 2002. Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Dodd-Frank Wall Street Reform and Consumer Protection Act was signed into law on July 21, 2010 by President Barack Obama.
- SEC.gov | SEC Charges Former Pareteum Executive Chairman with ...October 11, 2024 – The Securities and Exchange Commission today announced settled charges against Robert “Hal” Turner, the former Executive Chairman and Principal Executive Officer of New York-based telecommunications company Pareteum Corporation, for his role in connection with Pareteum’s accounting and disclosure fraud from 2018 ...
- SEC.gov | Certification of Disclosure in Companies' Quarterly and ...On July 30, 2002, the Sarbanes-Oxley Act of 2002 (the "Act") was enacted.25 Section 302 of the Act, entitled "Corporate Responsibility for Financial Reports," requires the Commission to adopt final rules that must be effective by August 29, 2002, 30 days after the date of enactment, under which the principal executive officer or officers and ...
- SEC.gov | Retention of Records Relevant to Audits and ReviewsThe Sarbanes-Oxley Act provides the basis for the requirements and timetables for the record retention rules. The rule is designed to require the retention of those records necessary for oversight of the audit process, to enhance the reliability and credibility of financial statements for all public companies, and to facilitate enforcement of ...
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