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Bookmark or Share- NFANFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory ...
- Registration and Membership | NFAFirms, floor brokers and floor traders can obtain copies of their registration records or filings using NFA's Online Registration System.
- Commodity Trading Advisor (CTA) Registration | NFATo register as a CTA and become an NFA Member: Designate a Security Manager in order to obtain secure access to NFA's Online Registration System (ORS) Complete online Form 7-R; Complete online NFA membership application, if applicable; Pay a non-refundable application fee of $200; Complete online Member Questionnaire; Pay non-refundable CTA ...
- Associated Person (AP) Registration | NFATo register as an AP and become an NFA Associate Member: The sponsor must designate a Security Manager in order to obtain secure access to NFA's Online Registration System (ORS) The sponsor completes online Form 8-R for the individual; Satisfy proficiency requirements; Complete application verification in ORS; Submit fingerprint cards
- Electronic Filing Systems | NFAAccess NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership. NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms and outstanding registration filings for firms and individuals.
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