Hester Peirce | search
Click here to view Hester Peirce news from 60+ newspapers.
Bookmark or Share- At the SEC: Nothing but Crickets Remarks at SEC SpeaksHester Peirce, SECret Garden (Apr. 8, 2019), https://www.sec.gov/news/speech/peirce-secret-garden-sec-speaks-040819 (“[W]hen a patchwork of public and non-public guidance has become so comprehensive that market participants can say, only half-jokingly, that entire sections of our rulebook are irrelevant, similar questions about fairness and ...
- It’s Been a Week: Statement on Amendments to Exchange Act Rule 15c3-3Rule 15c3-3 plays a key role in advancing the Commission’s investor protection mandate. It requires broker-dealers to safeguard customer assets, which helps to ensure that, should a broker-dealer fail, it can self-liquidate in an orderly manner that protects its customers’ ability to access her assets. A successful self-liquidation permits customers to gain access to their funds much more ...
- Hester M. Peirce - SEC.govHester M. Peirce was appointed by President Donald J. Trump to the U.S. Securities and Exchange Commission and was sworn in on January 11, 2018. Prior to joining the SEC, Commissioner Peirce conducted research on the regulation of financial markets at the Mercatus Center at George Mason University.
- Hester Peirce - ForbesIn 2020, Peirce won a second term as a commissioner of the Securities and Exchange Commission; she was first confirmed to the role in 2018. She has earned the nickname...
- Hester Peirce, Republican thorn in the SEC’s side - Financial TimesWhen the US Securities and Exchange Commission met this week to impose sweeping reforms on the $27tn private funds industry, Republican commissioner Hester Peirce did not mince words.
More
