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Bookmark or Share- Form N-PX - SEC.govForm N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file the registered management investment company’s complete proxy voting record pursuant to Section 30 of the Investment Company Act of 1940 (“Investment Company Act ...
- SEC Adopts Rule to Increase Transparency Into Short ...The adopting release for Rule 13f-2 and related Form SHO, as well as the notice of the amendment to the CAT NMS Plan, will be published in the Federal Register. The final rule, Form SHO, and the amendment to the CAT NMS Plan will become effective 60 days after publication of the adopting release in the Federal Register.
- Frequently Asked Questions About Form 13F - SEC.govUnder Rule 13f-1 (a) (1), for example, the deadline for the December 31, 2025 Form 13F report will be no later than February 14, 2026, a Saturday. Applying Rule 0-3 (a) there and because Monday, February 16, 2026 is a holiday, the filing deadline for 4Q 2025 gets pushed to February 17, 2026, a Tuesday.
- Form 13F Data Sets - SEC.govThe Form 13F data sets are extracted from the eXtensible Markup Language (XML) based portion of Form 13F submissions in EDGAR. The data is presented without change from the “as-filed” submissions and in a flattened format to provide the public with readily available Form 13F data. The data sets will be updated quarterly.
- EDGAR Filing Documents for 0001086364-21-000038 - SEC.govDESCRIPTION FOR INFORMATION TABLE. form13fInfoTable.xml. INFORMATION TABLE. 23077172. Complete submission text file. 0001086364-21-000038.txt. 23087913. Mailing Address 55 EAST 52ND STREET NEW YORK NY 10055. Business Address 55 EAST 52ND STREET NEW YORK NY 10055 212-810-5300.
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