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Bookmark or Share- What Is FINRA? – Forbes AdvisorThe Financial Industry Regulatory Authority, also known as FINRA, helps protect investors by regulating brokers in the United States. It does this through rulemaking, enforcement, investigations...
- Registration, Exams and CE - FINRA.orgFINRA-certified brokers have registered and undergone stringent Qualification Exams. They are also required to complete ongoing Continuing Education (CE) programs each year to ensure industry standards and practices are maintained.
- What Is FINRA And What Does It Do? - BankrateFINRA is a non-governmental, self-regulatory organization that enforces various rules governing brokers and broker-dealer firms in the United States. FINRA has enforcement powers over the...
- Financial Industry Regulatory Authority (FINRA) Definition - InvestopediaThe Financial Industry Regulatory Authority (FINRA) is a nongovernmental organization that writes and enforces rules for brokers and broker-dealers.
- Financial Industry Regulatory Authority - WikipediaThe Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets.
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