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Bookmark or Share- What is FINRA? The Financial Industry Regulatory Authority ExplainedThe Financial Industry Regulatory Authority (FINRA) oversees U.S.-based broker-dealer firms, registered brokers, and market dealings. Brokers must be registered with FINRA in order to trade ...
- A vibrant market is at its best when it works for everyone | FINRA.orgFINRA regulates a critical part of the securities industry – member brokerage firms doing business in the United States. In an effort to increase public awareness and understanding about the broad range of FINRA-registered firms and individuals, FINRA shares an annual snapshot of some of the data collected in the course of its work.
- About FINRATo protect investors and ensure the market’s integrity, FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY is a not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
- BrokerCheck - Find a broker, investment or financial advisorFINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. We are authorized by Congress to protect America’s investors by making sure the securities industry operates fairly and honestly.
- Financial Industry Regulatory Authority (FINRA) Definition - InvestopediaWhat Is the Financial Industry Regulatory Authority (FINRA)? The Financial Industry Regulatory Authority (FINRA) is an independent, nongovernmental organization that writes and enforces the rules...
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