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Bookmark or Share- SEC.gov | Whistleblower ProgramUnder the Dodd-Frank Act, the SEC implemented rules that enabled the agency to take legal action against employers who have retaliated against whistleblowers. Additional Resources The Whistleblower Program's statutes and regulations as well as other information a potential whistleblower may need to know.
- SEC Adopts Final Rules for the Disclosure of Payments by Resource ...For Immediate Release. 2020-318. Washington D.C., Dec. 16, 2020 —. The Securities and Exchange Commission today voted to adopt final rules that will require resource extraction issuers that are required to file reports under Section 13 or 15 (d) of the Securities Exchange Act of 1934 to disclose payments made to the U.S. federal government or ...
- Dodd-Frank Act Rulemaking: Specialized Corporate Disclosure - SEC.govIssuers are not required to provide their disclosures until their first annual report ending at least one year after the date on which the Commission issues its final rules. Implementation: On December 15, 2010, the Commission proposed rules to implement Sections 1502, 1503 and 1504 of the Dodd-Frank Act. The proposing releases can be found at ...
- Implementing the Dodd-Frank Wall Street Reform and Consumer Protection ActAdopted. Section 1504. Disclosure of payment by resource extraction issuers. The Commission’s rule implementing Section 1504 was invalidated on February 14, 2017, by a joint resolution of disapproval enacted pursuant to the Congressional Review Act. The Commission adopted a new rule on December 16, 2020.
- Conflict Minerals Disclosure - SEC.govA Small Entity Compliance Guide 1 Introduction. On August 22, 2012, the Securities and Exchange Commission (“SEC”) adopted a new rule and form, as mandated by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), to require companies to publicly disclose their use of conflict minerals that originated in the Democratic Republic of the Congo ...
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