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Bookmark or Share- Investment Securities | OCCUnsafe and Unsound Investment Practices (OCC 2002-19, May 2002) Covers potential risk to future earnings and capital from poor investment decisions made when interest rates are low. Investment Securities (OCC 1998-20, April 1998) Provides an overview of the Supervisory Policy Statement on Investment Securities and End-User Derivatives ...
- Securitization | OCC - Office of the Comptroller of the Currency (OCC)Securitization. Asset securitization is the structured process whereby interests in loans and other receivables are packaged, underwritten, and sold in the form of "asset-backed" securities. This process enables credit originators to. Manage potential asset-liability mismatches and credit concentrations.
- Capital | OCC - Office of the Comptroller of the Currency (OCC)A fundamental aspect of banking is managing capital and capital requirements. In coordination with other U.S. regulators and international standard setters, the OCC identifies and develops policies to address emerging risks to bank capital. We provide a variety of resources and expert assistance to national banks, federal savings associations, advisors, and examiners on risk-based capital issues.
- Derivatives | OCC - Office of the Comptroller of the Currency (OCC)A derivative is a financial contract whose value is derived from the performance of underlying market factors, such as interest rates, currency exchange rates, and commodity, credit, and equity prices. Derivative transactions include a wide assortment of financial contracts including structured debt obligations and deposits, swaps, futures, options, caps, floors, collars, forwards and various ...
- Asset Management Issuances | OCCSupervision of National Trust Banks: Revised Guidance: Capital and Liquidity: 02/05/2007: OCC 2007-7: Soft Dollar Guidance: Use of Commission Payments by Fiduciaries: 01/25/2007: OCC 2007-6: Registered Transfer Agents: Transfer Agent Registration, Annual Reporting, and Withdrawal from Registration: 09/01/2006: OCC 2006-39
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