The firm was among 11 that agreed to pay a total of $88 million to resolve charges of violating federal securities laws by failing to maintain and preserve electronic communications.
James Drew, Biz Journals
Tue, 09/24/2024 - 5:44pm
The firm was among 11 that agreed to pay a total of $88 million to resolve charges of violating federal securities laws by failing to maintain and preserve electronic communications.