Comment on SEC files fraud charges against Mass. firm operating in Granite State

SEC files fraud charges against Mass. firm operating in Granite State

The U.S. Securities and Exchange Commission on Wednesday announced fraud charges against a Massachusetts-based investment advisory firm and its owner 8212 both already under scrutiny by New Hampshire regulators 8212 for funneling more than 17 million in client assets into four financially troubled Canadian penny stock companies in which the...

 

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