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Bookmark or Share- Whistleblower Program: Notices of Covered Action - SEC.govSubject to the Whistleblower Amended Rules, individuals who voluntarily provided the SEC with original information after July 21, 2010 that led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award.
- SEC.gov | Whistleblower Frequently Asked QuestionsA “whistleblower” is a person who voluntarily provides the SEC with original information in writing about a possible violation of the federal securities laws that has occurred, is ongoing, or is about to occur.
- Whistleblower Protections - SEC.govThe Congressional purpose underlying Section 21F of the Exchange Act is to encourage whistleblowers to report possible violations of the securities laws by providing financial incentives, prohibiting employment related retaliation, and providing various confidentiality protections.
- Frequently Asked Questions: Whistleblower Rule Amendments - SEC.govWhistleblowers are on constructive notice of the TCR filing requirement if they are represented by counsel or, if, depending on the facts and circumstances, SEC staff advises a whistleblower to review the whistleblower website or otherwise obtain information about the whistleblower program.
- SEC.gov | Information About Submitting a Whistleblower TipTo qualify for an award under the Whistleblower Program, you must submit information regarding possible securities law violations to the Commission in one of the following two ways: (1) By submitting a tip electronically through the SEC’s Tips, Complaints and Referrals Portal .
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