Massachusetts' securities regulator fined Morgan Stanley $5 million over its handling of Facebook's IPO, saying investment bankers had "improper influence" over the research analysts covering Facebook.
Morgan Stanley Fined $5 Million On Facebook Ipo
WSJ.com: What's News US, Wall Street Journal
Mon, 12/17/2012 - 1:00pm
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BING NEWS:
- Morgan Stanley to Pay $2 Million Over First Republic Insider Sales
In the months before First Republic failed last year, its executive chairman sold more than $6.8 million worth of stock through Morgan Stanley. The bank has agreed to pay $2 million to settle an ...
09/6/2024 - 11:27 am | View Link - Morgan Stanley agrees to pay $2 million to settle complaint about bank stock sales
The settlement, announced Friday, focuses on the sale of $6.8 million in First Republic stock in 2022 and 2023 by a former First Republic CEO.
09/6/2024 - 10:06 am | View Link - Massachusetts fines Morgan Stanley over trades by ex-First Republic CEO
Morgan Stanley will have to pay $2 million for failing to flag trading in First Republic Bank by its former CEO. The transactions happened in the lead-up to the regional bank's collapse, and ...
09/6/2024 - 9:47 am | View Link - Massachusetts regulators fine Morgan Stanley over First Republic insider sales
Sept 6 (Reuters) - Massachusetts securities regulators have fined Morgan Stanley (MS.N), opens new tab $2 million for failing to properly monitor trades by a First Republic Bank insider before the ...
09/6/2024 - 7:45 am | View Link - Morgan Stanley fined over First Republic insider sales: WSJ
The newspaper once reported that the chairman and several executives at First Republic sold more than 12 million dollars in stock in the months running up to a banking crisis last spring that led to ...
09/6/2024 - 6:03 am | View Link - More
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