Hedge-fund Manager Charged With Fraud

The manager of Gaffken & Barriger Fund, a collapsed hedge fund, was charged with defrauding investors in a fund that was purportedly formed to hold securitized real-estate loan.

Topics:  gaffken    barriger fund   manager   charged   fraud   
BING NEWS:
  • SEC Charges Investment Adviser with Compliance Policy Failures Regarding its Handling of Material Nonpublic Information
    Quick Take: The SEC charged a hedge fund manager registered as an investment adviser (Adviser) with failing to establish, implement and enforce written policies and procedures reasonably designed to ...
    01/9/2025 - 2:10 am | View Link
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